CFA® Level 1: AIMR Standards for Confidentiality

Confidentiality

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Question

Which of the following AIMR Standards maintains that the financial analyst must preserve the confidentiality of information communicated to him by the client?

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A. B. C. D.

B

Standard IV (B.5) - Preservation of Confidentiality states: "Members shall preserve the confidentiality of information communicated by clients, prospects, or employers concerning matters within the scope of the client-member, prospect-member, or employer-member relationship unless the member receives information concerning illegal activities on the part of the client, prospect, or employer."

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