AIMR Standards: Disclosure of Referral Fees | CFA Level 1 Exam Prep

Disclosure of Referral Fees

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Question

Which of the following AIMR Standards states that referral fees must be disclosed in writing to clients or customers?

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A. B. C. D.

C

Standard IV (B.8) - Disclosure of Referral Fees states: "Members shall disclose to clients and prospects any consideration or benefit received by the member or delivered to others for the recommendation of any services to the client or prospect."

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