Average Discount from NAV for Closed-End Investment Company Shares: CFA® Level 1 Exam Answer

Average Discount from NAV for Closed-End Investment Company Shares

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Question

The average discount from NAV for a closed-end investment company shares ________ over time.

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A. B. C. D.

C

The average discount from NAV for a closed-end investment company shares rises and falls over time depending on investors' sentiments.

The average discount from Net Asset Value (NAV) for a closed-end investment company shares can change over time. The correct answer is C. rises and falls.

A closed-end investment company is a type of investment vehicle that pools money from investors to invest in various assets such as stocks, bonds, or real estate. Unlike open-end mutual funds, closed-end funds issue a fixed number of shares through an initial public offering (IPO) and trade on exchanges like stocks. The price of closed-end fund shares is determined by supply and demand in the market, and it may differ from the fund's NAV.

The Net Asset Value (NAV) of a closed-end fund is the total value of its assets minus any liabilities, divided by the number of shares outstanding. It represents the per-share value of the fund's underlying assets. The NAV is usually calculated at the end of each trading day.

The discount from NAV refers to the difference between the market price of a closed-end fund's shares and its NAV. If the market price is below the NAV, it is said to be trading at a discount. If the market price is above the NAV, it is said to be trading at a premium.

The average discount from NAV for a closed-end investment company shares can change over time due to several factors:

  1. Market Sentiment and Investor Demand: The discount from NAV can fluctuate based on investor sentiment and demand for the fund's shares. If investors have a positive outlook on the fund's performance or if there is increased demand for the shares, the discount may narrow or even turn into a premium. Conversely, if there is negative sentiment or decreased demand, the discount may widen.

  2. Fund Performance: The performance of the underlying assets held by the closed-end fund can impact the discount from NAV. If the fund's assets perform well, investors may be willing to pay a premium for the shares, reducing the discount. Conversely, if the fund's assets underperform or face negative market conditions, investors may demand a larger discount to compensate for the perceived risk.

  3. Supply and Demand Dynamics: The supply and demand dynamics in the market for closed-end fund shares can also influence the discount from NAV. If there is a limited supply of shares or a high demand for a particular closed-end fund, the discount may narrow. Conversely, if there is a large supply of shares or low demand, the discount may widen.

Given these factors, the average discount from NAV for a closed-end investment company shares is expected to rise and fall over time as market conditions, investor sentiment, and fund performance change. Therefore, option C, "rises and falls," is the most appropriate answer.