Bank Financial Disclosure: Fulfillment Options

Fulfilling Requests for Financial Disclosure

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If a bank receives a request for financial disclosure, how may the bank fulfill this request?

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A. B. C. D.

A

When a bank receives a request for financial disclosure, it must take appropriate steps to provide the requested information. The specific steps that the bank must take depend on the nature of the request and the regulations that govern the bank's operations.

Option A, providing copies of call reports, is generally not an appropriate response to a request for financial disclosure. Call reports are a type of regulatory report that banks must file with their supervisory authorities on a regular basis. While call reports contain financial information about a bank, they are primarily intended for regulatory purposes and may not provide the level of detail or context that a customer or other party requesting financial information would need.

Option B, providing a statement of condition, may be an appropriate response to a request for financial disclosure, but it is limited in scope. A statement of condition provides a snapshot of a bank's financial position at a particular point in time. While it can be useful for certain types of analysis, it may not provide the level of detail or context that a customer or other party requesting financial information would need.

Option C, providing a most recent, unaudited financial statement, is a common way for a bank to fulfill a request for financial disclosure. A financial statement is a comprehensive report that shows a bank's financial performance and condition over a specific period of time, typically a year or a quarter. An unaudited financial statement has not been reviewed by an independent auditor, but it is still prepared using generally accepted accounting principles (GAAP) and can provide a reasonably accurate picture of the bank's financial position.

Option D, providing Uniform Bank Performance Reports (UBPRs) for three consecutive years, may be an appropriate response to a request for financial disclosure, but it is generally not necessary or required. UBPRs are reports that provide detailed information about a bank's financial performance and condition, including information on income, expenses, loans, and assets. While UBPRs can be a useful tool for comparing the performance of different banks, they may not provide the level of detail or context that a customer or other party requesting financial information would need.

In summary, the most appropriate way for a bank to fulfill a request for financial disclosure would be to provide a most recent, unaudited financial statement. However, depending on the circumstances, other options may also be appropriate.