Standard II (B) - Professional Misconduct Violations

Standard II (B) - Professional Misconduct

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Question

Standard II (B) - Professional Misconduct, states which of the following is a violation?

Answers

A. Adding inappropriate expenses to expense reports over an extended period, although never criminally convicted.

B. Using material prepared by another, in the same form as the original, without acknowledging and identifying the author, publisher or source of such material.

C. All of these answers.

D. Intoxication at work, which reflects poorly on the profession, raises questions about competence and affects investment decisions.

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Explanations

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A. B. C. D.

Standard II (B) addresses personal integrity and prohibits individual behavior that reflects adversely on the entire profession. Intoxicated behavior falls under

Standard II (B) because it reflects poorly on the member, his employer and the investment industry. Plagiarizing of material falls under Standard II (C) - Prohibition against Plagiarism.

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