CFA Level 1: Standard III (E) - Responsibilities of Supervisors - Not Responsible for Maintaining Appropriate Supervision

Not Responsible for Maintaining Appropriate Supervision

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Question

Under Standard III (E) - Responsibilities of Supervisors - which of the following are NOT responsible for maintaining appropriate supervision when they are in a supervisory role?

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Explanations

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A. B. C. D. E.

C

Standard III (E) states the responsibility of AIMR members, CFA charterholders and candidates for the CFA designation to take steps to prevent persons acting under their supervision from violating the law or the Code and Standards.

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