Standard IV (B.5), Preservation of Confidentiality specifically states that one may not enter into ________ that may prevent a party from cooperating with the
Professional Conduct Program (PCP) in its investigation of the member's alleged violations of the Code and Standards.
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A. B. C. D.A
Under Standard IV (B.5), members are prohibited from executing settlement agreements that may prevent a customer or other party from providing information, documents, or testimony or otherwise cooperating with the PCP in its investigation.