CFA® Level 1: CFA® Level 1

Standard V

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Question

Which of the following can be found in Standard V?

Answers

A. Members shall make reasonable and diligent efforts to avoid any material misrepresentation in any research report or investment recommendation.

B. Members shall maintain knowledge of AIMR's Code of Ethics.

C. If members receive material nonpublic information in confidence, they shall not breach that confidence by trading or causing others to trade in securities to which such information relates.

D. Members must use the CFA designation in a dignified manner.

E. Members shall comply with any prohibitions on activities imposed by their employer if a conflict of interest exists.

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Explanations

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A. B. C. D. E.

Standard V details: "Prohibition against use of material nonpublic information. If members receive material nonpublic information in confidence, they shall not breach that confidence by trading or causing others to trade in securities to which such information relates."

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