Closed-End Funds: Selling and Characteristics

Closed-End Funds: Selling

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Question

Closed end funds sell -

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Explanations

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A. B. C. D.

D

Historically, the market price of a closed end fund has been 5 to 20 percent below the NAV of the fund.

Closed-end funds are investment funds that raise capital by issuing a fixed number of shares through an initial public offering (IPO). These shares are then traded on stock exchanges, similar to stocks. The price at which closed-end funds are sold in the secondary market can differ from the net asset value (NAV) of the fund.

The net asset value (NAV) of a closed-end fund represents the total value of its underlying assets, such as stocks, bonds, or other securities, minus any liabilities. It is calculated by dividing the total value of the fund's assets by the number of outstanding shares.

Now, let's analyze the answer choices:

A. None of these answers: This option implies that closed-end funds do not sell at any particular price relative to their NAV, which is incorrect.

B. At a price equal to its NAV: This option suggests that closed-end funds are sold at a price that exactly matches their NAV. However, closed-end funds often trade at prices that deviate from their NAV due to supply and demand dynamics in the market. Therefore, this answer is not accurate.

C. At a premium over its NAV: This option indicates that closed-end funds are sold at a price higher than their NAV. In some cases, when investor demand for a closed-end fund is high, the fund may trade at a premium, meaning that the market price per share is higher than the NAV per share. Investors are willing to pay a premium because they anticipate potential future returns or are attracted to specific features of the fund. However, it's important to note that closed-end funds may also trade at a discount or at their NAV depending on market conditions.

D. At a discount from its NAV: This option states that closed-end funds are sold at a price lower than their NAV. Closed-end funds often trade at a discount, meaning that the market price per share is lower than the NAV per share. This discount arises due to factors such as investor sentiment, market conditions, or the perception of the fund's performance. Investors may see this as an opportunity to purchase shares at a lower price than the underlying value of the fund's assets.

Based on the explanations above, the correct answer to the question is D. Closed-end funds sell at a discount from their NAV.