CISA Exam Practice: Role of an IS Auditor in Control Self-Assessment (CSA) Workshop

Role of an IS Auditor in a Control Self-Assessment (CSA) Workshop

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Question

Which of the following is a PRIMARY role of an IS auditor in a control self-assessment (CSA) workshop?

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A. B. C. D.

C.

In a control self-assessment (CSA) workshop, the IS auditor plays a critical role in ensuring that the process runs smoothly and effectively. The primary role of an IS auditor in a CSA workshop is to assist participants in evaluating risks and relevant controls.

Option A, reporting the results of the workshop and recommendations to management, is a possible outcome of the CSA workshop, but it is not the primary role of the IS auditor in the workshop.

Option B, gathering background information prior to the CSA workshop, may be important for the IS auditor to prepare for the workshop, but it is not the primary role of the IS auditor in the workshop.

Option C, analyzing gaps between control design and control framework, is important in ensuring that the controls are aligned with the control framework, but it is not the primary role of the IS auditor in the CSA workshop.

Option D, assisting participants in evaluating risks and relevant controls, is the primary role of the IS auditor in the CSA workshop. The IS auditor should help the participants in identifying and assessing risks and in determining whether the existing controls are adequate and effective in addressing those risks. The IS auditor should also provide guidance to the participants in developing action plans to address any control weaknesses identified during the workshop.

Overall, the primary role of the IS auditor in a CSA workshop is to facilitate the process of evaluating risks and controls, and to provide guidance and support to the participants in identifying and addressing control weaknesses.