Determining Mitigating Controls for IT Risk Assessment

Choosing Mitigating Controls

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Question

After completing a full IT risk assessment, who can BEST decide which mitigating controls should be implemented?

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A. B. C. D.

B.

The business manager will be in the best position, based on the risk assessment and mitigation proposals.

to decide which controls should/could be implemented, in line with the business strategy and with budget.

Senior management will have to ensure that the business manager has a clear understanding of the risk assessed but in no case will be in a position to decide on specific controls.

The IT audit manager will take part in the process to identify threats and vulnerabilities, and to make recommendations for mitigations.

The information security officer (ISO) could make some decisions regarding implementation of controls.

However, the business manager will have a broader business view and full control over the budget and, therefore, will be in a better position to make strategic decisions.

After conducting a full IT risk assessment, the organization needs to determine how to mitigate or reduce the identified risks to an acceptable level. Mitigating controls are the measures that organizations implement to reduce the likelihood and impact of identified risks.

The selection of appropriate mitigating controls is a critical decision that requires a comprehensive understanding of the organization's risk appetite, business objectives, available resources, and regulatory compliance requirements. Therefore, the BEST person to decide which mitigating controls should be implemented is senior management.

Senior management has the overall responsibility for managing the organization's resources and ensuring that its operations align with its business objectives. Senior management includes the board of directors, CEO, and other high-level executives. They are accountable for setting the organization's risk appetite, approving the risk management strategy, and allocating resources to implement the necessary controls.

Business managers may have a limited view of the organization's overall risk posture, and IT audit managers are primarily responsible for assessing the effectiveness of the organization's risk management practices. On the other hand, the Information Security Officer (ISO) may provide recommendations on the appropriate mitigating controls, but they are not ultimately responsible for making the decision.

In summary, while the Information Security Officer (ISO) and IT audit manager may provide input, senior management is the BEST person to decide which mitigating controls should be implemented, as they have the overall responsibility for managing the organization's resources and ensuring that its operations align with its business objectives.