Securities Broker and Investment Advisor

Securities Broker and Investment Advisor

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Question

A person who buys and sells securities on behalf of clients and gives them investment advice and information is called:

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Explanations

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A. B. C. D.

D

The correct answer is C. Financial consultant.

A stockholder is an individual who owns shares of stock in a company. While a stockholder can make decisions about buying or selling shares for themselves, they do not buy and sell securities on behalf of clients or provide investment advice to others.

An account executive is a professional who works for a brokerage firm and handles transactions for clients, but they may not necessarily provide investment advice or information to their clients.

A financial consultant, also known as a financial advisor or investment advisor, is a professional who provides advice and guidance to clients regarding their investment portfolios. They may also execute trades on behalf of their clients, but their primary role is to provide personalized investment advice and information that is tailored to the client's financial goals and risk tolerance.

Therefore, the correct answer is C. Financial consultant.