Client Identification: Key Considerations for Investment Policy Formulation

Client Identification

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Question

When formulating an investment policy for a client, which of the following falls under the category "client identification?"

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Explanations

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A. B. C. D. E.

C

"Client identification" requires that the type and nature of clients be considered. Risk tolerance is considered under "investor objectives." Investable funds and expected cash flows are considered under "investor constraints."