Investment Recommendation Dissemination Methods - Exam Question Answer | CFA® Level 1 Test Prep

Investment Recommendation Dissemination Methods

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Question

An investment recommendation can be disseminated to clients via each of the following methods, EXCEPT:

Answers

A. through a brief update report.

B. by addition to a recommended list.

C. by oral communication.

D. through an initial detailed research report.

E. by deletion from a recommended list.

F. all of these answers are acceptable methods.

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Explanations

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A. B. C. D. E. F.

According to Standard IV (B.3) - Fair Dealing, an investment recommendation is any opinion expressed by a member in regard to purchasing, selling or holding a given security or other investment. All of the methods listed are acceptable for dissemination.

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