IT General Controls Audit: Key Considerations | CISA Exam Prep

Importance of Scoping for an IT General Controls Audit

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Question

Which of the following is MOST important for an auditor to consider when scoping for an IT general controls audit?

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Explanations

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A. B. C. D.

C.

When scoping for an IT general controls audit, the most important factor for an auditor to consider is the types of changes that occur within the IT environment. The reason for this is that the types of changes that occur can have a significant impact on the effectiveness of the controls in place to manage the IT environment.

For example, if there are frequent changes to the IT environment, it may be more difficult for controls to be effective since they may not be able to keep up with the pace of change. Similarly, if changes are made at the wrong time, controls may be ineffective since they may not be in place when they are needed.

However, the most important factor is the types of changes that occur since this can impact the entire IT environment. For instance, if changes are made to critical systems, it may be more important to focus on the controls in place for those systems. On the other hand, if changes are made to non-critical systems, the focus may be on other aspects of the IT environment.

In conclusion, while the frequency, timing, and number of changes are also important factors to consider, the most important factor for an auditor to consider when scoping for an IT general controls audit is the types of changes that occur in the IT environment.