Obtaining Assurance Report and Review in Shared Control Environment | CISA Exam

Best Way to Evaluate a Shared Control Environment

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Question

The BEST way to evaluate a shared control environment is to obtain an assurance report and review which of the following?

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A. B. C. D.

C.

In a shared control environment, multiple parties are involved in the management and execution of control activities. To evaluate the effectiveness of such an environment, an assurance report is the best approach. An assurance report is a report issued by an independent party that provides assurance on the effectiveness of controls in a particular system or environment.

The report should be reviewed to identify the controls that are in place and determine their effectiveness. The report should also include information on any deficiencies or weaknesses in the control environment. The report should be evaluated in conjunction with other relevant information, such as the organization's control self-assessment (CSA), service level agreements (SLAs), master service agreements, and complementary user entity controls.

Control self-assessment (CSA) is a process by which an organization evaluates its own control environment. It is important to review the CSA to understand the organization's perception of its own control environment and identify any areas where it may be overestimating or underestimating its effectiveness.

Service level agreements (SLAs) are agreements between the organization and its service providers that specify the level of service to be provided. SLAs should be reviewed to ensure that they contain appropriate controls and that the service providers are meeting their obligations.

Master service agreements are agreements between the organization and its service providers that establish the terms and conditions of the services to be provided. They should be reviewed to ensure that they contain appropriate controls and that the organization's interests are protected.

Complementary user entity controls are controls that are implemented by the organization's customers, vendors, or other third parties. They should be reviewed to ensure that they are appropriate and effective.

In summary, while all the options may provide useful information to evaluate a shared control environment, obtaining an assurance report and reviewing it is the BEST way to evaluate the effectiveness of controls in such an environment. The report should be evaluated in conjunction with other relevant information, such as the organization's control self-assessment (CSA), service level agreements (SLAs), master service agreements, and complementary user entity controls.