CFA® Level 1: CFA® Level 1

Standard I

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Question

Which of the following can be found in Standard I?

Answers

A. Members shall maintain knowledge of and comply with all applicable laws.

B. Members shall not undertake any independent practice in competition with employer without written consent.

C. Members shall maintain appropriate records to support the reasonableness of recommendations.

D. Members shall not participate in plagiarism.

E. Members shall make reasonable efforts to achieve public dissemination of material nonpublic information disclosed in breach of a duty.

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Explanations

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A. B. C. D. E.

Standard I states that members shall: "A. Maintain knowledge of and comply with all applicable laws of any governing agency or professional association governing the member's professional activities, and B. Not knowingly participate or assist in any violation of laws, rules or regulations."

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