Standard III (A) - Obligation to Inform Employer of Code & Standards - requires all AIMR members, Charterholders and CFA candidates inform their employers about their personal obligation to abide by the code. Which of the following is/are true in regard to this requirement?
I. The notification can be in either oral form or in writing, either in print, handwriting or by electronic means like email.
II. Notification is necessary even if the employer is publicly known to have adopted the Code of Ethics.
III. For compliance with Standard III (A), notification must be made to the immediate employer and not necessarily senior management.
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A. B. C. D.A
If the employer has publicly adopted the Code of Ethics, no explicit notification is required. Otherwise, the immediate supervisor must be informed in writing about the obligation to abide by the Code. "In writing" includes any form of communication that can be documented, including email. Refer Standard III (A) - Obligation to
Inform Employer of Code & Standards