Standard III (E) is known as ________.

Standard III (E) is known as

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Question

Standard III (E) is known as ________.

Answers

A. Prohibition against Use of Material Nonpublic Information

B. Preservation of Confidentiality

C. Fair Dealing

D. Professional Misconduct

E. Interactions with Clients and Prospects

F. Investment Process

G. Duty to Employer

H. None of these answers H

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Explanations

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A. B. C. D. E. F. G. H.

Explanation

Standard III (E) is Responsibilities of Supervisors. Be sure you remember that this standard may often be cited as a violation, along with most other standards

(because failure to supervise is often at the root of many of the standard violations).

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