Standard IV (B.4), Priority of Transactions, suggests implementing "restrictive trading lists" in certain organizations to limit the number of access persons.

restrictive trading lists

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Standard IV (B.4), Priority of Transactions, suggests implementing "________" in certain organizations to limit the number of access persons.

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A. B. C. D. E. F. G.

F

Access or covered persons have knowledge of pending or actual investment recommendations or action. The firm's definition of access (covered) person should be broad enough to cover all people with that knowledge. Implementing "Fire Walls' - physical and procedural barriers to prevent the flow of information from one group to another - may be appropriate in certain organizations to limit the number of persons with such access.

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