Standard IV (B.5) - CFA Level 1 Test Prep | Website Name

Standard IV (B.5) - CFA Level 1 Exam | Test Prep Provider

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Question

Standard IV (B.5) deals with ________.

Answers

A. Disclosure of Conflicts to Clients and Prospects

B. Prohibition against Use of Material Nonpublic Information

C. None of these answers

D. Preservation of Confidentiality

E. Prohibition against Misrepresentation

F. Priority of Transactions

G. Disclosure of Referral Fees

H. Performance Presentation

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Explanations

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A. B. C. D. E. F. G. H.

Standard IV (B.5) deals with the preservation of confidentiality of information communicated by clients or employers concerning matters within the scope of the client-member, employer-member relationship.

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