Which of the following is MOST important for the IS auditor to verify when reviewing the development process of a security policy?
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A. B. C. D.D.
The development process of a security policy is an essential component of an organization's overall information security program. During the review of this process, the IS auditor needs to verify several aspects to ensure that the policy is effective and aligned with the organization's objectives. Out of the given options, the MOST important factor for the IS auditor to verify is the evidence of active involvement of key stakeholders (option A).
Option A: Evidence of active involvement of key stakeholders refers to the participation of individuals or groups who have a vested interest in the success of the security policy. This could include senior management, business unit heads, IT personnel, legal and compliance representatives, and external stakeholders such as customers, partners, and regulators. The active involvement of these stakeholders ensures that the policy reflects the needs and priorities of the organization and is aligned with its strategic objectives. It also fosters a sense of ownership and accountability, promoting the policy's adoption and adherence throughout the organization.
Option B: Output from the enterprise's risk management system is an important input to the development of a security policy. Risk management helps identify and prioritize potential threats and vulnerabilities that the policy should address. However, while risk management provides valuable insights, it alone cannot ensure the policy's effectiveness. The IS auditor must review the risk management output in the context of the policy's objectives, scope, and implementation.
Option C: Identification of the control framework refers to the selection of a framework or set of standards that the policy will follow. Control frameworks provide a structured approach to designing and implementing controls to mitigate risks. However, the choice of the control framework is less critical than the policy's alignment with the organization's needs and objectives. Moreover, the IS auditor's role is not to evaluate the control framework itself but to assess its relevance and effectiveness in the context of the policy's objectives.
Option D: Evidence of management approval is necessary for formalizing the policy and ensuring its endorsement by senior management. However, management approval alone does not guarantee the policy's effectiveness or its alignment with the organization's objectives. The IS auditor must review the policy's content and implementation to ensure that it meets the organization's needs and objectives.
In conclusion, the active involvement of key stakeholders is the MOST important factor for the IS auditor to verify when reviewing the development process of a security policy. This involvement ensures that the policy is aligned with the organization's objectives, fosters ownership and accountability, and promotes adoption and adherence throughout the organization.